Service Menu

We want you to interact with us in the way that’s most convenient for you.  This is why we showcase what we do in different service levels for your choosing.  We are a full-service comprehensive investment management and financial services firm.

LEVEL ONE – Foundational Confidence

• Identifying Life Needs and Goals
• Creating Personalized Investment Strategies
  • Asset Allocation Composition
  • Risk Management
  • Confident Strategies
• Monitoring and Personal Review Meetings
  • Face-to face Personal Meetings Regularly
  • Also Includes Phone and Video Meetings and Email Updates
• Fee Structure:  Based on Investment Strategy

LEVEL TWO – Managing Confidence

• Level One included
• *Asset Management Services
  • Customized Fee-Based Asset Management and account types
  • Separate Account Manager Selection & Screening
• *Financial Confidence Planning Services
  • Life Goals
  • Foundational Confidence Analysis
  • Retirement Confidence & Sustainability Analysis
  • Investment Risk Analysis
• Insurance Efficiency Reviews – life, long-term care
• Ongoing Monitoring and Personal Review Meetings
  • Customized Quarterly Meetings
  • Video Meetings, phone meetings, face-to-face
  • Timely email updates
  • E-Newsletter
  • Special Invites to hosted webinars
• Fee Structures:
  • *Percentage of Asset Management - per account size and complexity
  • *Financial Confidence Planning & Analysis $1,000-$2,000, (or $275/hour thereafter)

LEVEL THREE  - Comprehensive Confidence

• Levels One and Two

• Estate & Distribution Planning
  • Transitioning assets in a tax-advantaged way
• Working with other Financial Professionals, i.e. attorney, tax professional, bank representatives, for your benefit
  • Trusts, wills, power of attorneys, healthcare directives, digital assets
• Business Succession & Continuity Planning
  • Working a business transition into a retirement income plan
• Customized Meeting Schedules
  • Concierge Service and same day turnaround
  • Face-to-face Meetings
  • Video and Phone Meetings
  • Client Events and Webinars
• Fee Structure:
  • Level THREE Financial Confidence Planning (FCP) $2,500-$4,000
  • Customized Asset Management fees (CAM) per complexity are separate and
  • Customized Pricing Combinations (CPC) are also available

COMPENSATION CHOICES

• Fee-Based – percentage of assets under management
• Commissions per transaction
• Hourly rates:  $275/hr.
  • Used for select services, such as:
    • Independent second opinion analysis in any of our financial confidence planning services

LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial.

LPL Financial and K.D. Sullivan Wealth Strategies do not offer tax or legal advice.  We suggest that you discuss your specific situation with a qualified tax or legal advisor.